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SIE

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Total Questions Answers(PDF): 670
Last Updated Date: 05/05/2024
Exam Full Title or Name: Securities Industry Essentials

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SIE Securities Industry Essentials Certification Guide

The Securities Industry Essentials exam is administered by the Financial Industry Regulatory Authority (FINRA). The SIE exam tests an introductory-level individual’s knowledge and understanding of working as a Securities Industry representative. The FINRA SIE exam filters the suitable candidates by testing their possessive knowledge and skills required to perform as a critical figure by working to assess the types of products and their risks, securities industry market structures, responsibilities of regulatory agencies, and restricted activities. Hopeful candidates must pass a qualification exam along with the SIE Test to get registered as a FINRA member to be involved in the securities business. 

About the SIE Exam

The SIE has a total of 75 questions to answer having a multiple-choice format. The time duration for the Securities Industry Essentials exam is 1 hour and 45 minutes. The passing score is 70 and there are no prerequisites to take this exam; however, a candidate must be 18 years or older, and association with FINRA is also not needed. This exam is valid for up to four years. The exam cost is $80 (USD) per attempt. The exam outline is mentioned below with the number of items mentioned to appear:

  • Knowledge of Capital Markets – 16% 
  • Understanding Products and Their Risks – 44%
  • Understanding Trading, Customer Accounts, and Prohibited Activities – 31%
  • Overview of Regulatory Framework – 9%

Prepare the FINRA SIE Exam with Certsgrade

Certsgrade offers some unique preparation strategies for Finance Exams. Exam details highlight the subject areas in Certsgrade courses. Moreover, the Certsgrade study guide PDF free, SIE test, SIE Practice exam, and exam dumps are a luxury for exam preparation. Behind its back, Certsgrade works with a team of highly skilled Finance certification professionals to generate quality content for their candidates.

Certsgrade offers Securities Industry Essentials practice questions and ensures practical learning to help candidates understand the real exam environment. It is also recommended by many professionals who have already used their services and passed this Finance exam. It also offers a 100% money-back guarantee to registered students in case of any inconvenience. More testing features included in this course are exam questions and answers and a course demo to help students make final purchases.

4 reviews for SIE

  1. Susan Wagner

    The 100% money-back guarantee was a testament to CertsGrade’s confidence in their materials, which, in my case, proved right.

  2. William Hughes

    CertGrade’s study materials are essential for success in the SIE exam. The well-organized content and practice questions enhance overall readiness for the securities industry essentials exam.

  3. Savannah

    Impressed with the accuracy of the practice questions. Made me feel confident going into the exam.

  4. Savannah

    Impressed with the accuracy of the practice questions. Made me feel confident going into the exam.

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