FINRA Series-65 Practice Exam
Serie-65 Uniform Investment Adviser Law Exam tests an individual’s knowledge and understanding of working as a uniform investment adviser law representative. The Series 65 exam filters the suitable candidates by testing their possessive knowledge and skills required to perform as a critical figure of the investment representatives at the North American Securities Administrators Association (NASAA) who developed the FINRA Series 65 and the others which are administered by the Financial Industry Regulatory Authority (FINRA). Hopeful candidates must pass Series 65 to achieve the Series 65 license.
About the Series 65 Exam
The Series 65 exam has a total of 140 questions to answer having a multiple-choice format out of which 10 questions will not affect the final score as they are used for pretest purposes. The time duration of this exam is 180 minutes. The passing score is set at a minimum of 94(72%) correct answers out of a total of 130. There are no prerequisites to take the Series 65 exam. The Series 65 exam cost is $187 (USD) per attempt. The exam outline is mentioned below with the number of items mentioned to appear in the final exam:
- Economic Factors and Business Information – 15%
- Investment Vehicle Characteristics – 25%
- Client Investment Recommendations and Strategies – 30%
- Laws, Regulations, and Guidelines Including Prohibition on Unethical Business Practices – 30%
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