Series-6 Investment Company and Variable Contracts Products Representative Examination IR Certification Guide
Series-6 Investment Company and Variable Contracts Products Representative Examination (IR) tests an entry-level individual’s knowledge and understanding of working as an investment company and variable contracts products agent. The 6 series exam filters the suitable candidates by testing their possessive knowledge and skills required to perform as a critical figure of an investment company and variable contracts products. Hopeful candidates must pass these two exams to achieve the Investment Company and Variable Contracts Products Representative Examination (IR) Certification.
About the Series Six Exam
The 6 Series exam has a total of 50 questions to answer having a multiple-choice format. The time duration for this exam is 1 hour and 30 minutes (90 minutes). The passing score is 70 percent and before attempting the series six exam, a candidate must pass the Securities Industry Essentials (SIE) exam. A candidate must also be a member of a Self-Regulatory Organization (SRO) or of FINRA to take this exam. This exam costs $75 (USD) per attempt. The Series-6 exam outline is mentioned below with the number of items mentioned to appear:
- Seeks Business for the Broker-dealer from Customers and Potential Customers – 12 items
- Opens Account After Obtaining and Evaluating Customers’ Financial Profiles and Investment Objectives – 8 items
- Provides Customers with Information about Investments, Makes Recommendations, Transfers Assets, and Maintains Appropriate Records – 25 items
- Obtains and Verifies Customers’ Purchase and Sales Instructions; Processes, Completes, and Confirms Transactions – 5 items
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